Professional Resources & Links
Service Providers
Errors and Omissions Insurance Information [PowerPoint Doc]
E & O Insurance for RIAs
The Cambridge Alliance, LLC
Annuities for Advisers - Advisor Resources
MadisonGrey - operations outsourcing - hedge funds, private equity funds, etc.
Backstop Software - Back Office software for RIA's , Hedge Funds, etc.
Fiduciary Analytics - Online Tools for Fiduciaries, IPS', etc.
Advent Portfolio Management Software
David Drucker Knowledge Systems
Information and consulting to improve your advisory business.
Regulators
Investment Advisers Act of 1940
Sarbanes- Oxley Act
SEC Proposed Rules
Recently Adopted Rules
Rules and Regulations under Investment Advisers Act
U. S. Securities and Exchange Commission
List of State Regulators
Investment Information
John Bogle Website - Speeches
Bogle makes many great points in several speeches available for reading on his website. The Gurus think Advisers should pay particular attention to what he says about investment costs, and the performance of active managers. We recommend reading "The Relentless Rules of Humble Arithmetic" among many others.
The Fiduciary's Six Commandments
William Bernstein at his best! Bitingly funny and to the point. From a compliannt investment perspective, the Gurus think his writing on the IPS, expenses, and asset class returns are right on target!
William J. Bernstein's website!
One of the most interesting writers on investment, economics and other related topics. Also an RIA. Highly recommended!
Gurus also highly recommend his books, available on the website!
Miscellaneous
Yahoo Quote Page
New York Stock Exchange
|
Subscription Info
Contact Info
About Us
Get with a Guru!
View Disclaimer
Gurus Home Page |
