Philosophy
You and you staff may not have the resources and time to research and implement compliance requirements. Elite investment professionals recognize the need to outsource certain tasks to experts. DRA is available to be of assistance so you can concentrate on what you do best: Taking care of your clients.
What makes DRA different from other compliance firms?
We:- Work with firms of all sizes
- Understand that each business has its own unique set of needs
- Tailor each service
- Understand the importance of listening to you
- We "custom-fit" our expertise to deliver appropriate compliance needs
We will not:- Ever provide pre-package or boilerplate documents and services
- Sell your firm services or documents that are not appropriate or are not required
- Ever pressure you to engage our services
Our staff's engaging manner results in a truly refreshing delivery of compliance services. We provide a uniquely personalized service that you and your staff will surely appreciate.
We understand and are sensitive to the fact that compliance can sometimes seem expensive, but we know the cost of non-compliance can be extremely expensive. Therefore, the guidance and materials you receive from a qualified compliance professional can be priceless.
Most of Dickinson Regulatory Alliance's client base is a direct result of referrals from satisfied clients, custodians, broker-dealers, law firms and peers. We don't pay for glossy ad campaigns. The result? Your firm receives the highest quality services for reasonable fees.
Choosing qualified consultants you are comfortable working with is important. We admit it: We're different. We think you will like working with us and we sincerely appreciate the opportunity to be of assistance.
Please do not hesitate to contact DRA if you have any questions regarding our services. Thank you for taking your valuable time to read through our information.
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