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Who We Are

Dickinson Regulatory Alliance, LLC
Beth Dickinson, Managing Member


Dickinson Regulatory Alliance ("DRA") is a private, referral-based, nationally-known professional consulting firm offering regulatory compliance, expert witness, and practice management services to financial industry professionals, law firms, accountants, and the general public.

Our senior staff has 50+ years of combined hands-on experience in dealing with all facets of the investment advisory business and issues facing investors. Together, we are The Compliance Gurus™.

Beth Dickinson understands that investment professionals, legal professionals, accountants and investors are busy trying to focus on what they do best and what they enjoy. It's difficult to take time to learn and keep current on investment regulatory compliance issues - especially from an investor's prospective.

Beth has worked in the financial services industry for more than 25 years and has hands-on experience in licensing, registration, comprehensive compliance services, and expert witness services across the nation. Beth has worked for a nationally known financial services firm in Minnesota; legal, practice management and compliance firms in California and Minnesota; and an advisory firm and mutual fund manager in Michigan, prior to establishing DRA in 1996.

Beth is a public speaker; a frequent contributor to various trade magazines; and a resource for investment professionals and practice managers across the nation. Beth was a panel expert for the State of Michigan's Securities Division and recently was a panel expert for the AARP's conference on investment fraud.

You can count on the DRA staff to deliver compliance services in a refreshing manner. DRA's staff truly enjoys working with a varied menu of clients. We are fully engaged in our efforts and we take pride that each project is uniquely personalized. Let our decades of experience go to work for your firm.

DRA has offices in Northport and East Lansing, MI. Beth is a founding member and a fundraising co-chair of the Northport Promise, a nonprofit organization that funds secondary educations for qualified Northport School students. In 2008, Beth became a member of the Northport School Board. Beth and her husband David work closely together in their practice and are active in contributing to their community. Above all this, they are the parents of four extraordinary sons.

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Dickinson Regulatory Alliance
Northport, Michigan
Phone: (231) 883-6139
Email: dra@riaserve.com
Web: www.riaserve.com

© 2008 Dickinson Regulatory Alliance, LLC. All Rights Reserved.